On January 8, 2018, the OTC Markets Group issued a response letter to FINRA’s request for comments in which OTC Markets Group states that the “cumbersome operational processes around Rule 6432, and the related Rule 15c2-11 under the Securities Exchange Act of 1934 (SEA) unnecessarily…
Facebook, Twitter, LinkedIn and other social networking sites have irreversibly transformed the ways public companies interact with millions of potential investors. This interaction is difficult to regulate and can easily be abused by anonymous market manipulators who promote fraudulent campaigns that harm market efficiency and…
Raising capital in a mini-IPO under Regulation A can take between 4 and 6 months, which can be costly and leave many wondering how to fund the expenses of Regulation A offering. It might take longer depending on the extent and nature of SEC comments…
