OTC Markets Group Tag

Are You Compliant With The New OTCQB Listing Standards Implemented In Q2 2018?

13.07.2018 in Going Public

The OTC Markets Group implemented new standards for companies planning to list on the OTCQB® Venture Market (OTCQB®) effective May 20, 2018 in order to improve the information and trading experience for investors. The OTCQB® is for early-stage and developing companies while the OTCQX® Best…

OTC Markets Group Believes FINRA and SEC Rules Hurt Capital Formation By Small Issuers

04.04.2018 in Securities Attorneys (Exchange Act)

On January 8, 2018, the OTC Markets Group issued a response letter to FINRA’s request for comments in which OTC Markets Group states that the “cumbersome operational processes around Rule 6432, and the related Rule 15c2-11 under the Securities Exchange Act of 1934 (SEA) unnecessarily…