Author: Joseph J. Kaufman

Learn About IPOs on Nasdaq and NYSE American

28.07.2024 in General Counsel, Securities Attorneys (Exchange Act)

The following is an edited version of a presentation given on July 25, 2024, by Senior Counsel Joseph J. Kaufman, discussing issues and practical approaches for microcap companies seeking to list an initial public offering on The Nasdaq Capital Market tier of The Nasdaq Stock…

The Corporate Transparency Act Beneficial Ownership Information Reporting Requirements

16.11.2023 in Business Formation

Beneficial ownership information (“BOI”) reports will soon be required by the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) by most U.S. corporations, limited liability companies, other entities formed by making a secretary of state or equivalent filing, and most foreign entities registered…