Author: Patrick Costello

Regulation Roadmap: Financial Statement Guidelines for Securities Offerings Under Regulation A and Regulation Crowdfunding

17.08.2023 in Equity Crowdfunding, Securities Tokens

This article delves into the financial reporting requirements associated with Regulation Crowdfunding and Regulation A offerings under the Securities Act. Unless stated otherwise or as the context requires, this article’s references to financial statements mean the balance sheet and statements of comprehensive income, cashflows, and…

Navigating the Linguistic Challenges in U.S. Securities Offerings: the Importance of Accurate Translations for Foreign Companies

03.08.2023 in Uncategorized

Foreign companies seeking access to the U.S. capital markets often face a significant hurdle: effectively describing their business, operations, and governance matters to an English-speaking audience. The complexities of translating from one language to another give rise to linguistic, cultural, and contextual nuances that must…

Challenges in Terminating Post-Qualification Amendments: Navigating Ongoing Disclosure Requirements for Reg A and Reg CF Offerings

20.07.2023 in Securities Attorneys (Exchange Act)

As the owner of a company conducting offerings of the same securities under Tier 2 of Regulation A (“Reg A”) and Regulation Crowdfunding (“Reg CF”), you encounter the complex task of fulfilling ongoing reporting obligations. To comply with the regulations, your company must file various…

Unlocking Funding Opportunities with Regulation Crowdfunding: An Introduction to Crowdfunding Vehicles

18.04.2023 in Equity Crowdfunding

Securities offerings under Regulation Crowdfunding (17 CFR § 227.100 – 504), or Crowdfunding Offerings, have become an increasingly popular way for start-ups to raise capital. The popularity of Crowdfunding offerings can be attributed to the low cost of complying with the regulation’s disclosure requirements relative…